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Registered advisor
M•••••• D••••
Feed of 09/15/2026
Also filed as M•••••• M• D••••••••• M•••• D••••
At current firm
5 y
since Jun 17, 2021
In the industry
24 y
since Aug 29, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 17, 2021 · Fairfield, Ct
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 4, 2017 to Jun 11, 2021 · New York, Ny
- P••• A••••• S••••••••• L•• BD affiliatedJul 25, 2017 to Oct 10, 2017 · Purchase, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••left Jun 11, 2021, registered Jun 17, 2021 (6 days) · Affiliated broker-dealer or bank to wirehouse
- P••• A••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Oct 10, 2017, registered Oct 4, 2017 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address