DFX Intelligence
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Registered advisor
R•••••• G••••• G•••••••••
Feed of 09/14/2026
Also filed as R•••••• G••••• G••••••••• G•••••••••
At current firm
16 y
since May 12, 2010
In the industry
31 y
since Nov 18, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 12, 2010 · Woodstock, Ga
- E••••• J•••• national BDOct 18, 2007 to Jan 7, 2010 · St Louis, Mo
- S••••••• I••••••••• S•••••••• I••• formerMay 16, 2006 to Oct 19, 2007 · Atlanta, Ga
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 25, 2004 to May 8, 2006 · Atlanta, Ga
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedMar 20, 2003 to Feb 10, 2004 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Jan 7, 2010, registered May 12, 2010 (125 days) · Other
- S••••••• I••••••••• S•••••••• I••• to E••••• J••••left Oct 19, 2007, registered Oct 18, 2007 (-1 days) · Other
- V•••• F•••••••• A•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left May 8, 2006, registered May 16, 2006 (8 days) · Other
- M•••••• I••••••••• F••• S••••••• L•• to V•••• F•••••••• A•••••••• I•••left Feb 10, 2004, registered Jun 25, 2004 (136 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address