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Registered advisor
C••••••••• N••••••• K••••••••
Feed of 09/14/2026
Also filed as C••••••••• N••• K••••••••• K••••••••
At current firm
10 y
since Sep 20, 2016
In the industry
31 y
since Jan 23, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 20, 2016 · Annandale, Va
- W•••• F•••• A••••••• wirehouseJul 13, 2005 to Sep 24, 2010 · Mclean, Va
- M••••• S•••••• D• I••• unclassifiedJan 13, 2004 to Jul 6, 2005 · Alexandria, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Sep 24, 2010, registered Sep 20, 2016 (2188 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Jul 6, 2005, registered Jul 13, 2005 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address