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K•••••• C••• R••••
Managing Director/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· New York, NyIAPD 2553426
As of · the IAPD feed; also filed as K•••••• R••••
- At current firm
- 8 y
- In the industry
- 29 y
- Prior registered firms
- 4
- Signals
- 0
since Nov 3, 2017
As of · the IAPD feed; also filed as K•••••• R••••
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportedipwmg.comfirm site, Sep 24, 2026
- Team page
- ••• Lockedreportedwithheld-3firm site, Sep 24, 2026
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Managing Director/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Nov 3, 2017 · New York, Ny
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 30, 2017 · New York, Ny
- M••••• S•••••• • C•• L•• unclassifiedMay 6, 2008 to Jun 1, 2009 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseJul 29, 2004 to May 15, 2008 · New York, Ny
- R•• C•••••• M••••••• L•• national BDApr 29, 2002 to Sep 5, 2002 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••left Nov 30, 2017, registered Nov 3, 2017 (-27 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to M••••• S•••••• • C•• L••left May 15, 2008, registered May 6, 2008 (-9 days) · Other
- R•• C•••••• M••••••• L•• to J••• M••••• S••••••••• L••left Sep 5, 2002, registered Jul 29, 2004 (693 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address