DFX Intelligence
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Registered advisor
J•••• P•••••• M••••••
Feed of 09/14/2026
At current firm
10 y
since May 26, 2016
In the industry
28 y
since Apr 22, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince May 26, 2016 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseFeb 27, 2006 to Nov 5, 2013 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to V••••••• A•••••••• I•••left Nov 5, 2013, registered May 26, 2016 (933 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address