DFX Intelligence
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Registered advisor
G•••••• L• R••••
Feed of 09/14/2026
At current firm
9 y
since Apr 19, 2017
In the industry
31 y
since Sep 18, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 19, 2017 · Boston, Ma
- C••••••••• F•••••••• N•••••• national BDJan 16, 2014 to Feb 28, 2017 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 28, 2017, registered Apr 19, 2017 (50 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address