DFX Intelligence
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Registered advisor
K••• L••••• G•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as K••• L• G•••••••
At current firm
3 y
since Oct 19, 2022
In the industry
31 y
since May 12, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Oct 19, 2022 · Ponte Vedra Beach, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 17, 2022 · Jacksonville, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Jacksonville, Fl
- M••••• S•••••• D• I••• unclassifiedFeb 21, 2001 to Apr 2, 2007 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to T••••• A••••••• S•••••••• I•••left Oct 17, 2022, registered Oct 19, 2022 (2 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedOct 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address