DFX Intelligence
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Registered advisor
J••• E••••• L••
Feed of 09/15/2026
At current firm
5 y
since Apr 16, 2021
In the industry
31 y
since Mar 13, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Apr 16, 2021 · Birmingham, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 29, 2009 to Apr 19, 2021 · Bloomfield Hills, Mi
- W•••• F•••• A••••••• wirehouseAug 4, 2003 to Mar 22, 2007 · Bloomfield Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• C•••••• M•••••••••left Apr 19, 2021, registered Apr 16, 2021 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 22, 2007, registered Jun 29, 2009 (830 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address