DFX Intelligence
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Registered advisor
J•••• F• W•••
Feed of 09/15/2026
Also filed as J•••• F••••••• W•••
At current firm
5 y
since Jun 4, 2021
In the industry
31 y
since Apr 21, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 4, 2021 · Fort Worth, Tx
- J••• M••••• S••••••••• L•• wirehouseApr 25, 2016 to Jun 14, 2021 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jun 14, 2021, registered Jun 4, 2021 (-10 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address