DFX Intelligence
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Registered advisor
J•••• F•••••• D••••
Feed of 09/14/2026
Also filed as J•••• B••••••
At current firm
1 y
since Jan 13, 2025
In the industry
31 y
since May 1, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jan 13, 2025 · Skokie, Il
- L•• F•••••••• L•• BD affiliatedMay 25, 2012 to Jan 22, 2025 · Chicago, Il
- C••••••• S••••••••• I••• BD affiliatedSep 11, 2006 to Jun 19, 2012 · Chicago, Il
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 15, 2006 to Sep 8, 2006 · Oaklawn, Il
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Jan 22, 2025, registered Jan 13, 2025 (-9 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to L•• F•••••••• L••left Jun 19, 2012, registered May 25, 2012 (-25 days) · Other
- F•••• T•••• S••••••••• I••• to C••••••• S••••••••• I•••left Sep 8, 2006, registered Sep 11, 2006 (3 days) · Other
Signals
- ••• LockedJan 22, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address