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Registered advisor
T•••• L•• K••••••
Feed of 09/14/2026
Also filed as T•••• L•• W••••
At current firm
9 y
since Apr 19, 2017
In the industry
23 y
since Oct 14, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 19, 2017 · Beavercreek, Oh
- W•••• F•••• A••••••• wirehouseSep 26, 2013 to Mar 9, 2017 · Dayton, Oh
- M••••• S•••••• wirehouseFeb 28, 2013 to Sep 27, 2013 · Dayton, Oh
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Mar 9, 2017, registered Apr 19, 2017 (41 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Sep 27, 2013, registered Sep 26, 2013 (-1 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address