DFX Intelligence

RIA Intelligence

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Registered advisor

P••• A•••••••• M•••••••

C••••••••• F•••••••• N••••••national BDJericho, Nydual registrantIAPD 2609726
Feed of 09/14/2026
Also filed as P••• M••••••••• A•••••••• M••••••••• A• M•••••••
At current firm
1 y
since Nov 4, 2024
In the industry
18 y
since Nov 20, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Nov 6, 2024 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
18derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address