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Registered advisor
C••••••••• L• T••••••
Feed of 09/14/2026
Also filed as C•••• T••••••••• T••••••
At current firm
1 y
since Jun 17, 2025
In the industry
31 y
since Jun 20, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 17, 2025 · Brownsburg, In
- A••••• A•• P••••••• S••••••• BD affiliatedJun 6, 2017 to Jul 23, 2024 · Carmel, In
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to May 24, 2017 · Indianapolis, In
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Oct 1, 2012 · Indianapolis, In
- B••• O•• S••••••••• C••••••••• unclassifiedMar 24, 2003 to Jul 6, 2005 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left May 24, 2017, registered Jun 6, 2017 (13 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address