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Registered advisor
K••••••••• M••••• S•••••
Feed of 09/14/2026
At current firm
14 y
since Nov 10, 2011
In the industry
31 y
since Jul 21, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Nov 10, 2011 · Chicago, Il
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 14, 2010 to Nov 9, 2011 · Chicago, Il
- C•••• I••••••••• S••••••• C•••• formerAug 25, 2005 to Dec 11, 2006 · Chicago, Il
- M••••• S•••••• D• I••• unclassifiedMar 13, 1998 to Aug 29, 2005 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to P•• W••••• M•••••••••left Nov 9, 2011, registered Nov 10, 2011 (1 day) · Other
- C•••• I••••••••• S••••••• C•••• to V•••• F•••••••• A•••••••• I•••left Dec 11, 2006, registered Oct 14, 2010 (1403 days) · Other
- M••••• S•••••• D• I••• to C•••• I••••••••• S••••••• C••••left Aug 29, 2005, registered Aug 25, 2005 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address