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Registered advisor
J••• C••••• A••••
Feed of 09/14/2026
Also filed as J••• C••••• A••••••••• C••••• A••••••••• C••••• A••••
At current firm
8 y
since Aug 7, 2018
In the industry
31 y
since Aug 7, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 7, 2018 · Fort Lauderdale, Fl
- W•••• F•••• A••••••• wirehouseJul 23, 2014 to Jul 17, 2018 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 8, 2012 to Jan 2, 2013 · Miami, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 19, 2008 to Aug 6, 2008 · Miami, Fl
- C•••••• S••••• • C••• I••• national BDJan 29, 1997 to Sep 11, 2007 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Jul 17, 2018, registered Aug 7, 2018 (21 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 2, 2013, registered Jul 23, 2014 (567 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 6, 2008, registered Feb 8, 2012 (1281 days) · Other
- C•••••• S••••• • C••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Sep 11, 2007, registered May 19, 2008 (251 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address