DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
W••• J•••• W•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Apr 4, 2017
In the industry
30 y
since Nov 17, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 4, 2017 · Bend, Or
- S••••••• F•••••••• S•••••••• I••• formerFeb 4, 2013 to Feb 3, 2017 · San Ramon, Ca
- C••••• A•••••• N••••••• L•• formerMay 23, 2002 to Feb 5, 2013 · Pleasanton, Ca
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 3, 2017, registered Apr 4, 2017 (60 days) · Other
- C••••• A•••••• N••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Feb 5, 2013, registered Feb 4, 2013 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address