DFX Intelligence
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J••• J••••• W•••••
As of · the IAPD feed; also filed as J••• J••••• W••••••••• J••••• W••••••••• J••••• W•••••
- At current firm
- 8 y
- In the industry
- 30 y
- Prior registered firms
- 1
- Signals
- 0
since Nov 17, 2017
As of · the IAPD feed; also filed as J••• J••••• W••••••••• J••••• W••••••••• J••••• W•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Nov 17, 2017 · Stamford, Ct
- S•••••••• A••••••• L•• national BDDec 23, 2013 to Sep 25, 2017 · Greenwich, Ct
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Sep 25, 2017, registered Nov 17, 2017 (53 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address