DFX Intelligence
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Registered advisor
K••••••• A•• O•••••••
Feed of 09/15/2026
Also filed as K••••••• A•• M••••••••• A•• O••••••
At current firm
5 y
since Jun 15, 2021
In the industry
28 y
since Dec 31, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•••••••• W••••• P••••••• BD affiliated currentsince Jun 15, 2021 · Palm Beach Gardens, Fl
- U•• F•••••••• S••••••• I••• wirehouseFeb 5, 2008 to Jun 22, 2021 · Barrington, Il
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to G•••••••• W••••• P•••••••left Jun 22, 2021, registered Jun 15, 2021 (-7 days) · Wirehouse to independent RIA · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address