DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Gladstone Wealth Partners

Broker-dealer affiliated wealth managerPalm Beach Gardens, FloridaCRD 250787SEC 801-101532websiteIAPD
Legal name Gladstone Institutional Advisory LLC
Latest filing Aug 10, 2026
First filing on the tape Jul 15, 2015 · 195 filings
SEC status approved since Jul 28, 2015
RAUM
$5.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$5.6B individuals and HNW
Advisors
104
registered through the firm on IAPD
RAUM per advisor
$54.7M
derived; firm RAUM over IAPD count
Employees
186
104 advisory (5.B.1)
Offices
51
beyond the principal office
Private funds
0
reported on Schedule D
History
195 filings and snapshots on the tape
RAUM$5.7B as of Aug 10, 2026
Feb 6, 2016$111M then
HNW client RAUM$3.8B as of Aug 10, 2026
Mar 29, 2018$244M then
State-registered IARs (5.B.3)104 as of Aug 10, 2026
Feb 6, 20160 then
Employees (5.A)186 as of Aug 10, 2026
Feb 6, 201610 then
Private funds: no history
RAUM +15% over the last fiscal year+17% a year over threeIARs 107 to 104offices 43 to 51
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$53.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
78derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$302,427derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
2.0derived52 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
-2.8%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.5%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
Wrap fee program
$5.5BreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$3.8B67%
  • Individuals$1.8B32%
  • Corporations and businesses$65.3M1.1%
  • Charitable organizations$7.4M0.1%
  • Pension and profit-sharing plans$4.5M0.1%
  • Investment companies$623,3090.0%
  • Other investment advisers$193,0330.0%
Individual clients
6,089reported
HNW clients
2,213reported
Pension plan clients
14reported
Charitable clients
26reported
Accounts
18,794reported
Financial planning clients
101-250reported
Wrap fee programs
$229M sponsored, $176M managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=86.0derived
Advisors registered through the firm
102 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Michael David PalaceRed Bank, Nj Aug 12, 201536 y3
Stephen Michael RothCertified Financial PlannerNewark, Nj Aug 13, 201523 y2
Robert Daniel MaringErie, Pa Dec 7, 201524 y3
David L ClosePalm Beach Gardens, Fl Dec 7, 201538 y3
Michael John NedreskiPalm Beach Gardens, Fl Dec 10, 201530 y5
Robert Paul HudsonBoca Raton, Fl Feb 9, 201621 y4
Keith Thomas BrothersPalm Beach Gardens, Fl Feb 9, 201616 y4
Daniel Paul CavisePalm Beach Gardens, Fl May 12, 201620 y3
Gary Joseph WinschelCertified Financial PlannerPalm Beach Gardens, Fl Jul 18, 201635 y2
Philip Anthony MarchettiBedminster, Nj Oct 19, 201626 y3
Brian Steven HoffmanPalm Beach Gardens, Fl Nov 9, 201623 y5
Thomas E CourtrightCertified Financial PlannerHackettstown, Nj Dec 21, 201623 y4
Jomar Monserate FernandezPalm Beach Gardens, Fl Dec 21, 201624 y3
Gregory Thomas FischerPalm Beach Gardens, Fl Apr 20, 201745 y0
James Patrick McgeehinHackettstown, Nj Jul 18, 201728 y1
David Robert HannayCertified Financial PlannerPalm Beach Gardens, Fl Jul 31, 201716 y2
Joseph P RiccelliBoynton Beach, Fl Oct 25, 201723 y3
Jennifer Lynn HoffmanBedminster, Nj Feb 12, 201818 y2
William James WilliamsonBedminster, Nj Oct 10, 201832 y1
Kristopher BonocoreJupiter, Fl Mar 29, 201924 y6
Jamie Lawrence BaraldiPalm Beach Gardens, Fl Jul 16, 201933 y3
Regina Lynn EngelErie, Pa Jan 6, 202012 y0
Denise Ann VecchionePalm Beach Gardens, Fl Feb 18, 202033 y2
Anthony N. CarusoBedminster, Nj Feb 18, 202034 y3
Keith David BoydFlemington, Nj Jul 27, 202033 y1
Lois Lingner-AielloPalm Beach Gardens, Fl Sep 24, 202022 y1
Altin TiranaPalm Beach Gardens, Fl Nov 4, 202021 y1
Steven G BrettlerPalm Beach Gardens, Fl Dec 15, 202025 y3
Lisa M RossiCertified Financial PlannerPalm Beach Gardens, Fl Jan 7, 202133 y4
Jeffery Lee AhrensCertified Financial PlannerPalm Beach Gardens, Fl Feb 25, 202125 y6
Nicholas John FergusonMount Laurel, Nj Mar 2, 202114 y1
Ira S KatzPalm Beach Gardens, Fl Mar 23, 202125 y2
Daniel M McnicholasPalm Beach Gardens, Fl Mar 23, 202115 y1
John David ScalaMelville, Ny Mar 23, 202132 y3
Bryce Scott WilinskiMelville, Ny Mar 23, 202121 y3
Michael Robert NeillCertified Financial Planner, Chartered Financial ConsultantPalm Beach Gardens, Fl May 7, 202122 y1
Alexander William KlaasSchaumburg, Il Jun 11, 202110 y1
David James MillingtonCertified Financial PlannerPalm Beach Gardens, Fl Jun 13, 202127 y3
Steven A ConnollySchaumburg, Il Jun 13, 202124 y3
Christopher John SaganCertified Financial PlannerSchaumburg, Il Jun 13, 202110 y1
All 102 advisors at Gladstone Wealth Partners
Advisor movement
7 left, 12 joined in 12 months
net +5 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 6.7% of current headcount24 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Lasse Evan Baldwin · Chief Compliance Officercontrol
    since 03/2025 · owns less than 5%
  • Kristopher Bonocore · Presidentcontrol
    since 01/2021 · owns less than 5%
  • Thomas Keith Brothers · Chief Operating Officercontrol
    since 01/2021 · owns less than 5%
  • Edward Richard Frick · Chief Executive Officercontrol
    since 01/2021 · owns less than 5%
  • James Herlein · Chief Financial Officercontrol
    since 12/2021 · owns less than 5%
  • Lynn Jennifer Hoffman · Chief Operating Officercontrol
    since 03/2025 · owns less than 5%
  • Paul Robert Hudson · Chairman & Managing Membercontrol
    since 05/2015 · owns less than 5%
  • Adam Craig Kessler · Chief Investment Officercontrol
    since 12/2020 · owns less than 5%
  • Anthony Philip Marchetti · Directorcontrol
    since 01/2021 · owns less than 5%
  • Allen Andrew Osby · Chief Investment Officercontrol
    since 09/2025 · owns less than 5%
  • Sean David Rich · Chief Compliance Officercontrol
    since 04/2021 · owns less than 5%
  • Paul Robert Slomin · Chief Risk Officercontrol
    since 06/2017 · owns less than 5%
Entity owners
  • Integrity Wealth, LLC. · Member
    direct · owns 75% or more
  • Integrity Marketing Acquisition, LLC. · Indirect Owner
    indirect · owns 75% or more of Integrity Marketing Partners, LLC.
  • Integrity Marketing Intermediate, LLC. · Indirect Owner
    indirect · owns 75% or more of Integrity Marketing Acquisition, LLC.
  • Integrity Marketing Parent, LLC. · Indirect Owner
    indirect · owns 75% or more of Integrity Marketing Intermediate, LLC.
  • Integrity Marketing Partners, LLC. · Indirect Owner
    indirect · owns 75% or more of Integrity Wealth, LLC.
  • Integrity, LLC. · Indirect Owner
    indirect · owns 75% or more of Integrity Marketing Parent, LLC.
Related persons
Schedule D 7.A
Advisers that list Gladstone Wealth Partners as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Palm Beach Gardens, Fl · principal106184
Omaha, Ne1620
Bedminster, Nj1300
Erie, Pa810
Schaumburg, Il810
Melville, Ny600
Warren, Pa500
Purchase, Ny400
Somers, Ny440
Mount Laurel, Nj400
Red Bank, Nj300
Evansville, In300
Blue Bell, Pa300
Greenwood, In300
Boca Raton, Fl300
Dallas, Tx220
Columbus, Oh200
Hackettstown, Nj200
Indianapolis, In200
San Diego, Ca220
Offices
Schedule D 1.F, the 25 largest
  • Omaha, NE15 employees
  • Bedminster, NJ14 employees
  • Schaumburg, IL10 employees
  • Fort Mill, SC5 employees
  • Melville, NY4 employees
  • Erie, PA4 employees
  • Red Bank, NJ4 employees
  • Indianapolis, IN4 employees
  • Blue Bell, PA3 employees
  • Warren, PA3 employees
  • Evansville, IN3 employees
  • Mount Laurel, NJ3 employees
  • Pompton Plains, NJ2 employees
  • Greenwood, IN2 employees
  • Purchase, NY2 employees
  • Columbus, IN2 employees
  • Bloomington, IN2 employees
  • Erie, PA2 employees
  • Dickson City, PA2 employees
  • Montrose, CO1 employees
  • Needham, MA1 employees
  • Warwick, RI1 employees
  • , 1 employees
  • , 1 employees
  • Newark, NJ1 employees
ADV anomalies
10 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Aug 10, 2026
    OSBY, ANDREW, ALLEN (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-06-25 and 2026-08-10
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 10, 2026
    BALDWIN, EVAN, LASSE (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-06-25 and 2026-08-10
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 10, 2026
    HOFFMAN, Jennifer, Lynn (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2024-06-25 and 2026-08-10
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 10, 2026
    KESSLER, CRAIG, ADAM (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-06-25 and 2026-08-10
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 10, 2026
    FRICK, RICHARD, EDWARD (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-06-25 and 2026-08-10
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 10, 2026
    RICH, DAVID, SEAN (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-06-25 and 2026-08-10
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 10, 2026
    SLOMIN, ROBERT, PAUL (CHIEF RISK OFFICER) left Schedule A between the filings of 2024-06-25 and 2026-08-10
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 10, 2026
    MARCHETTI, PHILIP, ANTHONY (DIRECTOR) left Schedule A between the filings of 2024-06-25 and 2026-08-10
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 10, 2026
    HUDSON, ROBERT, PAUL (CHAIRMAN & MANAGING MEMBER) left Schedule A between the filings of 2024-06-25 and 2026-08-10
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 10, 2026
    BROTHERS, KEITH, THOMAS (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-06-25 and 2026-08-10
    peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
  • Accounts · 17,810 to 18,794
    Dec 15, 2025 to Mar 31, 2026
  • Advisory employees · 107 to 104
    Dec 15, 2025 to Mar 31, 2026
  • BD registered reps · 91 to 86
    Dec 15, 2025 to Mar 31, 2026
  • Charity clients · 7 to 26
    Dec 15, 2025 to Mar 31, 2026
  • Corporate clients · 26 to 41
    Dec 15, 2025 to Mar 31, 2026
  • HNW clients · 2,062 to 2,213
    Dec 15, 2025 to Mar 31, 2026
  • Individual clients · 5,805 to 6,089
    Dec 15, 2025 to Mar 31, 2026
  • Pension plan clients · 10 to 14
    Dec 15, 2025 to Mar 31, 2026
  • Assets in custody · $1.0B to $2.8B
    Dec 15, 2025 to Mar 31, 2026
  • Employees · 163 to 186
    Dec 15, 2025 to Mar 31, 2026
  • State-registered IARs · 107 to 104
    Dec 15, 2025 to Mar 31, 2026
  • Other offices · 43 to 51
    Dec 15, 2025 to Mar 31, 2026
  • Discretionary RAUM · $4.9B to $5.7B
    Dec 15, 2025 to Mar 31, 2026
  • HNW RAUM · $3.3B to $3.8B
    Dec 15, 2025 to Mar 31, 2026
  • Individual RAUM · $1.6B to $1.8B
    Dec 15, 2025 to Mar 31, 2026
  • Non-discretionary RAUM · $14.5M to $15.8M
    Dec 15, 2025 to Mar 31, 2026
  • Pension RAUM · $3.8M to $4.5M
    Dec 15, 2025 to Mar 31, 2026
  • RAUM · $4.9B to $5.7B
    Dec 15, 2025 to Mar 31, 2026
  • Related broker-dealer · false to true
    Dec 15, 2025 to Mar 31, 2026
  • Wrap assets (manager) · $0 to $176M
    Dec 15, 2025 to Mar 31, 2026
  • Wrap assets (sponsor) · $0 to $229M
    Dec 15, 2025 to Mar 31, 2026
  • Financial planning clients · 101-250 to 101-250
    Mar 31, 2025 to Jun 25, 2025
  • Accounts · 15,270 to 17,810
    Dec 16, 2024 to Mar 31, 2025
  • Advisory employees · 104 to 107
    Dec 16, 2024 to Mar 31, 2025
  • BD registered reps · 92 to 91
    Dec 16, 2024 to Mar 31, 2025
  • Corporate clients · 22 to 26
    Dec 16, 2024 to Mar 31, 2025
  • HNW clients · 1,584 to 2,062
    Dec 16, 2024 to Mar 31, 2025
  • Individual clients · 4,913 to 5,805
    Dec 16, 2024 to Mar 31, 2025
  • Pension plan clients · 9 to 10
    Dec 16, 2024 to Mar 31, 2025
  • Assets in custody · $844M to $1.0B
    Dec 16, 2024 to Mar 31, 2025
  • Employees · 104 to 163
    Dec 16, 2024 to Mar 31, 2025
  • Insurance-licensed employees · 2 to 9
    Dec 16, 2024 to Mar 31, 2025
  • State-registered IARs · 104 to 107
    Dec 16, 2024 to Mar 31, 2025
  • Discretionary RAUM · $4.0B to $4.9B
    Dec 16, 2024 to Mar 31, 2025
  • HNW RAUM · $2.7B to $3.3B
    Dec 16, 2024 to Mar 31, 2025
  • Individual RAUM · $1.3B to $1.6B
    Dec 16, 2024 to Mar 31, 2025
  • Non-discretionary RAUM · $14.0M to $14.5M
    Dec 16, 2024 to Mar 31, 2025
  • Pension RAUM · $2.3M to $3.8M
    Dec 16, 2024 to Mar 31, 2025
  • RAUM · $4.0B to $4.9B
    Dec 16, 2024 to Mar 31, 2025
  • HQ city · BOCA RATON to PALM BEACH GARDENS
    Jul 2, 2024 to Sep 4, 2024
Signals
60 dated events
  • James Earl Taylor registered as an investment adviser representative at Gladstone Wealth Partners
    Sep 14, 2026 · Advisor registered · fact
  • 2 advisors left Aurora Wealth Advisors (San Diego, CA) for Gladstone Wealth Partners on the same day
    Aug 11, 2026 · Team lift-out · derived
  • Gladstone Wealth Partners reported 51 offices beyond its principal office, up from 43 (2025-12-15 to 2026-03-31)
    Mar 31, 2026 · Office count change · derived
  • Richard Edward Frick left Gladstone Wealth Partners for Integrity Alliance, Llc (registered 2026-03-26)
    Mar 27, 2026 · Advisor changed firm · fact
  • Alexis Hart Carrasquel no longer registered at Gladstone Wealth Partners; no later IA registration on IAPD
    Mar 18, 2026 · Advisor departure · fact
  • Patrick Wade Beauchamp no longer registered at Gladstone Wealth Partners; no later IA registration on IAPD
    Mar 18, 2026 · Advisor departure · fact
  • Marites De Leon Velena left Gladstone Wealth Partners for Lpl Financial Llc (registered 2026-02-12)
    Feb 13, 2026 · Advisor changed firm · fact
  • Joshua Barrett Diamond left Gladstone Wealth Partners for Lpl Financial Llc (registered 2020-02-21)
    Nov 20, 2025 · Advisor changed firm · fact
  • Derek J Podolak left Gladstone Wealth Partners for Solyco Wealth Llc (registered 2025-11-20)
    Nov 13, 2025 · Advisor changed firm · fact
  • Cristina M. Jimenez left Gladstone Wealth Partners for Strategic Advisers Llc (registered 2026-02-17)
    Nov 7, 2025 · Advisor changed firm · fact
  • Adam Anthony Vega left Gladstone Wealth Partners for Avance Private Wealth Llc (registered 2025-06-23)
    Oct 31, 2025 · Advisor changed firm · fact
  • Michael S Gregory left Gladstone Wealth Partners for Wealth Enhancement Advisory Services, Llc (registered 2025-09-17)
    Oct 2, 2025 · Advisor changed firm · fact
  • Marni Handel left Gladstone Wealth Partners for The Herbst Group, Llc (registered 2025-10-29)
    Sep 11, 2025 · Advisor changed firm · fact
  • James Franklin Liddington left Gladstone Wealth Partners for Vanguard Advisers, Inc. (registered 2026-01-27)
    Sep 5, 2025 · Advisor changed firm · fact
  • Lindsey Marie Bessant left Gladstone Wealth Partners for Lpl Financial Llc (registered 2025-09-04)
    Sep 5, 2025 · Advisor changed firm · fact
  • David Sean Rich left Gladstone Wealth Partners for Financial Resources Group Investment Services, Llc (registered 2022-08-15)
    Sep 5, 2025 · Advisor changed firm · fact
  • Jeffrey Orlouski left Gladstone Wealth Partners for Lpl Financial Llc (registered 2025-09-08)
    Sep 5, 2025 · Advisor changed firm · fact
  • Christopher L Zehetmaier left Gladstone Wealth Partners for Equitable Advisors, Llc (registered 2025-09-22)
    Aug 4, 2025 · Advisor changed firm · fact
  • Jose Alexander Bonilla left Gladstone Wealth Partners for Lpl Financial Llc (registered 2025-06-27)
    Jul 7, 2025 · Advisor changed firm · fact
  • Pasquale Giannella left Gladstone Wealth Partners for Lpl Financial Llc (registered 2025-07-01)
    Jul 3, 2025 · Advisor changed firm · fact
  • Andrew Evan Karasyk left Gladstone Wealth Partners for Wells Fargo Advisors (registered 2025-04-09)
    May 2, 2025 · Advisor changed firm · fact
  • Andrew S. Luehs left Gladstone Wealth Partners for J.P. Morgan Securities Llc (registered 2025-01-07)
    Dec 16, 2024 · Advisor changed firm · fact
  • Rosanna Coviello left Gladstone Wealth Partners for Ubs Financial Services Inc. (registered 2024-07-30)
    Jul 9, 2024 · Advisor changed firm · fact
  • Berton Robert Brown left Gladstone Wealth Partners for Creativeone Wealth, Llc (registered 2025-01-21)
    Mar 25, 2024 · Advisor changed firm · fact
  • Jason Klein left Gladstone Wealth Partners for Farther (registered 2024-08-08)
    Mar 5, 2024 · Advisor changed firm · fact
  • Zachary Hamilton Otey left Gladstone Wealth Partners for Integrity Alliance, Llc (registered 2024-02-20)
    Feb 20, 2024 · Advisor changed firm · fact
  • 2 advisors left Bridgeway Wealth Partners, LLC (New York, NY) for Gladstone Wealth Partners on the same day
    Dec 31, 2023 · Team lift-out · derived
  • Eric Michael Mulligan left Gladstone Wealth Partners for U.S. Bancorp Investments, Inc. (registered 2023-11-28)
    Nov 16, 2023 · Advisor changed firm · fact
  • Braylin Mensik left Gladstone Wealth Partners for Rbc Capital Markets, Llc (registered 2024-02-23)
    Oct 10, 2023 · Advisor changed firm · fact
  • Gladstone Wealth Partners reported 41 offices beyond its principal office, down from 48 (2023-08-22 to 2023-09-29)
    Sep 29, 2023 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
LINKEDIN.COM/COMPANY/GLADSTONE-WEALTH-GROUPreportedpublic record, Form ADV, Sep 17, 2026
Website
WHYWOULDYOUSTAY.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
(908)-719-1313reportedpublic record, Form ADV, Aug 10, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$54.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026