DFX Intelligence

RIA Intelligence

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Team lift-out

6 advisors left U•• F•••••••• S••••••• I••• for G•••••••• W••••• P•••••••

wirehousetoindependent RIAWirehouse to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Alexander William KlaasBarrington, IlJun 22, 2021Jun 11, 2021
Christopher John SaganOakbrook Terrace, IlJun 22, 2021Jun 13, 2021
David James MillingtonChicago, IlJun 22, 2021Jun 13, 2021
Karoline Ann O'ConnorChicago, IlJun 22, 2021Jun 15, 2021
Robert Adolph DavitBarrington, IlJun 22, 2021Jun 13, 2021
Steven A ConnollyChicago, IlJun 22, 2021Jun 13, 2021
The rule
Registrations ended
Jun 22, 2021
Registered next
Jun 11, 2021 to Jun 15, 2021
Branch state
IL
Cities
3, most in Chicago, Il
Registered there that day
7,836 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
a succession within a year (Apr 1, 2022), not necessarily this firm
Other teams out of U•• F•••••••• S••••••• I•••Other teams into G•••••••• W••••• P•••••••