DFX Intelligence
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Registered advisor
G••• W••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as G••• H••••• W••••
At current firm
4 y
since May 12, 2022
In the industry
30 y
since Feb 8, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 12, 2022 · Chatham, Nj
- W•••• F•••• A••••••• wirehouseJul 2, 2013 to May 12, 2022 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 12, 2022, registered May 12, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address