K•••• D••••• M••••••••

Feed of 09/14/2026

At current firm

6 y

since Apr 13, 2020

In the industry

30 y

since May 24, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD
Jul 19, 2010 to Apr 2, 2020 · Falls Church, Va
S••••••••• A•••••• A•••••••• I••• former
May 11, 2010 to May 17, 2010 · Ladue, Mo
W•••• F•••• A••••••• wirehouse
Aug 1, 2006 to Jul 20, 2010 · Washington, Dc
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 21, 2006 to Aug 10, 2006 · Bryn Mawr, Pa
L••• M•••• W••• W•••••• I••••••••• unclassified
Apr 12, 2000 to Feb 21, 2006 · Bryn Mawr, Pa

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to C•••••• S••••• • C••• I•••
left Apr 2, 2020, registered Apr 13, 2020 (11 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to E••••• J••••
left Jul 20, 2010, registered Jul 19, 2010 (-1 days) · Wirehouse to affiliated broker-dealer or bank
S••••••••• A•••••• A•••••••• I••• to E••••• J••••
left May 17, 2010, registered Jul 19, 2010 (63 days) · Other
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Aug 10, 2006, registered Aug 1, 2006 (-9 days) · Other
L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address