DFX Intelligence
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Registered advisor
M•••• N•••••
Feed of 09/14/2026
Also filed as M•••• N••••••••• E••••• N•••••
At current firm
7 y
since Jun 6, 2019
In the industry
18 y
since Mar 21, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 6, 2019 · Highland Park, Il
- W•••• F•••• A••••••• wirehouseMar 24, 2008 to Jun 6, 2019 · Deerfield, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 6, 2019, registered Jun 6, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address