DFX Intelligence
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Registered advisor
D••• L• R••••••••
Feed of 09/14/2026
Also filed as D••• L•• R••••••••
At current firm
3 y
since Oct 11, 2022
In the industry
26 y
since Jun 14, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 11, 2022 · Jefferson City, Mo
- W•••• F•••• A••••••• wirehouseJun 1, 2011 to Oct 4, 2022 · Lake Ozark, Mo
- M•• F•••••••• S•••••••• I••• formerMar 19, 2010 to Jun 9, 2011 · Columbia, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDApr 3, 2002 to May 1, 2007 · Jefferson City, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 4, 2022, registered Oct 11, 2022 (7 days) · channel change inside one enterprise, not a move
- M•• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Jun 9, 2011, registered Jun 1, 2011 (-8 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to M•• F•••••••• S•••••••• I•••left May 1, 2007, registered Mar 19, 2010 (1053 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address