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Registered advisor
K•••• A•••••• W••••••
Feed of 09/14/2026
Also filed as K•••• A•••••• W••••••
At current firm
20 y
since Aug 25, 2006
In the industry
30 y
since Apr 25, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Aug 25, 2006 · Lutz, Fl
- S••••••• F•••••••• S•••••••• I••• formerApr 25, 1996 to Aug 25, 2006 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to P•••••••• S••••••••• I•••left Aug 25, 2006, registered Aug 25, 2006 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address