DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• E• P••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• E• P••••••••• P••••
At current firm
2 y
since Jun 13, 2024
In the industry
30 y
since Apr 25, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 13, 2024 · Mountainside, Nj
- U•• F•••••••• S••••••• I••• wirehouseMar 8, 2012 to Jun 24, 2024 · Westfield, Nj
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 25, 2009 to Mar 9, 2012 · Bethlehem, Pa
- U•• F•••••••• S••••••• I••• wirehouseJun 18, 2004 to Sep 25, 2009 · Edison, Nj
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jun 24, 2004 · New York, Ny
- P••••••••• E••••• G••••• L•• unclassifiedApr 12, 2001 to Jul 1, 2003 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jun 24, 2024, registered Jun 13, 2024 (-11 days) · Wirehouse to wirehouse
- S•••••• N••••••• • C••••••• I••••••••• to U•• F•••••••• S••••••• I•••left Mar 9, 2012, registered Mar 8, 2012 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 25, 2009, registered Sep 25, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Jun 24, 2004, registered Jun 18, 2004 (-6 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 24, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address