DFX Intelligence
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Registered advisor
J••••• A••• P••••
Feed of 09/14/2026
Also filed as J••••• A• P••••
At current firm
2 y
since Jan 31, 2024
In the industry
28 y
since Jan 24, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 31, 2024 · Oldtown, Id
- O•••• W•••••• I••• BD affiliatedSep 1, 2023 to Feb 12, 2024 · Milton, Wi
- S•••••••• F••••••••• I••• formerAug 8, 2012 to Sep 1, 2023 · Scottsdale, Az
- S••••••••• A•••••• A•••••••• I••• formerMay 18, 2012 to Aug 10, 2012 · Lake Stevens, Wa
- C••••••••• F•••••••• N•••••• national BDApr 26, 2004 to May 21, 2012 · Lake Stevens, Wa
- W••• I••••••••• I••• unclassifiedJan 29, 2002 to May 4, 2004 · Everett, Wa
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 12, 2024, registered Jan 31, 2024 (-12 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- S••••••••• A•••••• A•••••••• I••• to S•••••••• F••••••••• I•••left Aug 10, 2012, registered Aug 8, 2012 (-2 days) · Other
- C••••••••• F•••••••• N•••••• to S••••••••• A•••••• A•••••••• I•••left May 21, 2012, registered May 18, 2012 (-3 days) · Other
- W••• I••••••••• I••• to C••••••••• F•••••••• N••••••left May 4, 2004, registered Apr 26, 2004 (-8 days) · Other
Signals
- ••• LockedFeb 12, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address