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Registered advisor
R•••••• M•••••• S••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedThe Woodlands, Txdual registrantIAPD 2743832
Feed of 09/14/2026
Also filed as R•••••• M• S••••••
At current firm
9 y
since Mar 21, 2017
In the industry
30 y
since Jul 30, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 21, 2017 · The Woodlands, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 14, 2011 to Mar 7, 2017 · The Woodlands, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 21, 2007 to Jul 28, 2011 · Addison, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 7, 2017, registered Mar 21, 2017 (14 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 28, 2011, registered Oct 14, 2011 (78 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address