DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••• P•••••• H•••••
Feed of 09/14/2026
Also filed as B•••• P•••••• H••••••••• H••••••••• P• H•••••
At current firm
2 y
since Aug 13, 2024
In the industry
20 y
since Jun 16, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 13, 2024 · Stamford, Ct
- M••••• S•••••• wirehouseMar 16, 2020 to May 12, 2021 · Purchase, Ny
- A••••• A•• P••••••• S••••••• BD affiliatedMar 16, 2017 to Oct 10, 2019 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••• A•• P••••••• S•••••••left May 12, 2021, registered Aug 13, 2024 (1189 days) · Wirehouse to affiliated broker-dealer or bank
- A••••• A•• P••••••• S••••••• to M••••• S••••••left Oct 10, 2019, registered Mar 16, 2020 (158 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address