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Registered advisor
M•••••• F•••••• R••••••••
Feed of 09/15/2026
Also filed as M•••••• F• R••••••••
At current firm
8 y
since Aug 29, 2018
In the industry
28 y
since Jan 23, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 29, 2018 · Washington, Dc
- S•••••••• A••••••• L•• national BDJul 31, 2001 to Apr 9, 2009 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Apr 9, 2009, registered Aug 29, 2018 (3429 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address