DFX Intelligence
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Registered advisor
J•••••• D••••• D••••
Feed of 09/14/2026
Also filed as J••• D••••••••• D• D••••
At current firm
1 y
since Apr 25, 2025
In the industry
30 y
since Aug 2, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 25, 2025 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseOct 14, 2011 to May 6, 2025 · Houston, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 26, 2011 · Houston, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 5, 1996 to Jun 1, 2009 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left May 6, 2025, registered Apr 25, 2025 (-11 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Oct 26, 2011, registered Oct 14, 2011 (-12 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedMay 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address