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Registered advisor
L••• M••••• G••••••••
Feed of 09/14/2026
Also filed as L••• M• ••• G••••••••• M••••• G••••••••• M••••• G••••••••
At current firm
5 y
since Jun 4, 2021
In the industry
29 y
since May 22, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 4, 2021 · Houston, Tx
- W•••• F•••• A••••••• wirehouseJun 6, 2019 to Jun 10, 2021 · Houston, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 7, 2019 · Houston, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 4, 2008 to Jun 1, 2009 · Houston, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 23, 1997 to Jan 9, 2008 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 10, 2021, registered Jun 4, 2021 (-6 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Jun 7, 2019, registered Jun 6, 2019 (-1 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Jan 9, 2008, registered Jan 4, 2008 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address