DFX Intelligence
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Registered advisor
T••••• J••••• D••••
Feed of 09/14/2026
At current firm
14 y
since Feb 24, 2012
In the industry
29 y
since Jan 17, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 24, 2012 · Florham Park, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 8, 2012 · Morristown, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 1, 2006 to Jun 1, 2009 · Florham Park, Nj
- R•• C•••••• M••••••• L•• national BDOct 29, 2002 to Sep 19, 2006 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 8, 2012, registered Feb 24, 2012 (-13 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- R•• C•••••• M••••••• L•• to C•••••••• G••••• M•••••• I•••left Sep 19, 2006, registered Sep 1, 2006 (-18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address