DFX Intelligence
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Registered advisor
L••••••• I•••••• I••••
Feed of 09/14/2026
Also filed as L•• I••••••••• I• I••••
At current firm
2 y
since Mar 5, 2024
In the industry
17 y
since Jul 16, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Mar 5, 2024 · Plano, Tx
- A•••• C•••••• A••••••• unclassifiedSep 10, 2014 to Dec 31, 2015 · Dallas, Tx
- J••• M••••• S••••••••• L•• wirehouseApr 29, 2014 to Sep 17, 2014 · Dallas, Tx
- A•••• C•••••• A••••••• unclassifiedJul 16, 2009 to Apr 25, 2014 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- A•••• C•••••• A••••••• to F••••• I•••••••••left Dec 31, 2015, registered Mar 5, 2024 (2987 days) · Other
- J••• M••••• S••••••••• L•• to A•••• C•••••• A•••••••left Sep 17, 2014, registered Sep 10, 2014 (-7 days) · Other
- A•••• C•••••• A••••••• to J••• M••••• S••••••••• L••left Apr 25, 2014, registered Apr 29, 2014 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address