DFX Intelligence
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Registered advisor
T•••• H••• S••••••
Feed of 09/14/2026
Also filed as T•••• A•• H••••••••• A•• H•••
At current firm
4 y
since Jun 9, 2022
In the industry
29 y
since Dec 3, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jun 9, 2022 · Shorter, Al
- U•• F•••••••• S••••••• I••• wirehouseApr 18, 2017 to Jun 6, 2022 · Montgomery, Al
- M••••• S•••••• wirehouseMar 3, 2016 to Apr 11, 2017 · Montgomery, Al
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to E•••••• A••••••• G••••• L••left Jun 6, 2022, registered Jun 9, 2022 (3 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Apr 11, 2017, registered Apr 18, 2017 (7 days) · Wirehouse to wirehouse
Signals
- ••• LockedJun 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address