DFX Intelligence
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Registered advisor
T••• C•••••• B••••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedBreaux Bridge, Ladual registrantIAPD 2807463
Feed of 09/14/2026
Also filed as T••• C• O••••••••• D••••••••• D••••••••• B••••••••• C•••••• O••••••••• C•••••• B••••••••• C•••••• D••••••••• O•••••• B••••••••
At current firm
12 y
since Jun 19, 2014
In the industry
29 y
since Nov 25, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 19, 2014 · Breaux Bridge, La
- W•••• F•••• A••••••• wirehouseNov 18, 2009 to Dec 22, 2009 · Lafayette, La
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 21, 1999 to May 14, 2009 · Lafayette, La
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 22, 2009, registered Jun 19, 2014 (1640 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left May 14, 2009, registered Nov 18, 2009 (188 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address