DFX Intelligence
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Registered advisor
E•••• A••• W•••••
Feed of 09/14/2026
Also filed as E•••• A••• R••••••••• A••• O••••••••• A••• R••••
At current firm
2 y
since Aug 23, 2024
In the industry
28 y
since Oct 29, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Aug 23, 2024 · Greenwood Village, Co
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 7, 2008 to Jul 2, 2010 · Latham, Ny
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to E•••••• A••••••• G••••• L••left Jul 2, 2010, registered Aug 23, 2024 (5166 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address