DFX Intelligence
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Registered advisor
M•••••• J•••• K••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C••• K••••••••• J•••• K••••••••• J•••• K•••••• J••••••••• J•••• K••••••••• J•••• K•••••• J••
At current firm
3 y
since Sep 29, 2022
In the industry
29 y
since Nov 25, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 29, 2022 · Fairport, Ny
- W•••• F•••• A••••••• wirehouseFeb 10, 2012 to Sep 16, 2022 · Pittsford, Ny
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 31, 2011 · Rochester, Ny
- M••••• S•••••• • C•• L•• unclassifiedApr 9, 2009 to Jun 1, 2009 · Rochester, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 16, 2022, registered Sep 29, 2022 (13 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Dec 31, 2011, registered Feb 10, 2012 (41 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedSep 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address