M•••••• D•••• P•••••

Feed of 09/14/2026

At current firm

6 y

since Oct 7, 2019

In the industry

27 y

since Mar 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse
Feb 9, 2007 to Oct 29, 2019 · New Albany, Oh
K•••••• C•••••• M•••••• I••• unclassified
Jan 25, 2007 to Feb 9, 2007 · New Albany, Oh
L••• M•••• W••• W•••••• I••••••••• unclassified
May 17, 2004 to Feb 14, 2006 · Columbus, Oh
W•••• F•••• A••••••• wirehouse
May 15, 2003 to May 24, 2004 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to M••••• S••••••
left Oct 29, 2019, registered Oct 7, 2019 (-22 days) · Wirehouse to wirehouse · moved with a team
K•••••• C•••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
left Feb 9, 2007, registered Feb 9, 2007 (0 days) · corporate re-registration, not a move
L••• M•••• W••• W•••••• I••••••••• to K•••••• C•••••• M•••••• I•••
left Feb 14, 2006, registered Jan 25, 2007 (345 days) · Other
W•••• F•••• A••••••• to L••• M•••• W••• W•••••• I•••••••••
left May 24, 2004, registered May 17, 2004 (-7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address