DFX Intelligence
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Registered advisor
M••••••• L••••• S•••••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedPalm Beach Gardens, Fldual registrantIAPD 2842610
Feed of 09/14/2026
Also filed as M••••••• L••••• S••••••••• L••••• C••••••••• L••••• M••••••••• L••••• C••••••••• L• C•••
At current firm
5 y
since Jul 30, 2021
In the industry
29 y
since May 20, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 30, 2021 · Palm Beach Gardens, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJul 14, 2010 to Aug 4, 2021 · Aventura, Fl
- R•••••• J•••• • A••••••••• I••• national BDSep 2, 2008 to Oct 22, 2009 · Boca Raton, Fl
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to May 22, 2008 · Palm Beach, Fl
- A• G• E•••••• • S•••• I••• unclassifiedMay 20, 1997 to Jan 1, 2008 · West Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 4, 2021, registered Jul 30, 2021 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 22, 2009, registered Jul 14, 2010 (265 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left May 22, 2008, registered Sep 2, 2008 (103 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address