E•••• G••••••

Feed of 09/14/2026

At current firm

13 y

since Sep 9, 2013

In the industry

28 y

since Jul 13, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse
Jun 1, 2009 to Sep 25, 2012 · Purc••••, Ny
M••••• S•••••• • C•• L•• unclassified
May 15, 2007 to Jun 1, 2009 · Jersey City, Nj
M••••• S•••••• I••••••••• A••••••• I••• unclassified
Feb 20, 2007 to May 25, 2007 · New York, Ny
M••••• S•••••• D• I••• unclassified
Oct 20, 2005 to Dec 31, 2006 · Jersey City, Nj
C•••• I••••••••• S••••••• C•••• former
Sep 19, 2001 to Oct 5, 2004 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to A••••• A•• P••••••• S•••••••
left Sep 25, 2012, registered Sep 9, 2013 (349 days) · Other
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• I••••••••• A••••••• I••• to M••••• S•••••• • C•• L••
left May 25, 2007, registered May 15, 2007 (-10 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• I••••••••• A••••••• I•••
left Dec 31, 2006, registered Feb 20, 2007 (51 days) · Other
C•••• I••••••••• S••••••• C•••• to M••••• S•••••• D• I•••
left Oct 5, 2004, registered Oct 20, 2005 (380 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address