DFX Intelligence
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Registered advisor
R•• A••• S••••••
Chartered Financial Consultant · Personal Financial Specialist
Feed of 09/15/2026
At current firm
7 y
since Apr 26, 2019
In the industry
29 y
since Feb 20, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Apr 26, 2019 · Mt. Laurel, Nj
- M••••• S•••••• C••••••••• unclassifiedJul 24, 2008 to Sep 8, 2009 · Marlton, Nj
- O•••• F•• I••• formerApr 22, 2004 to Jul 7, 2008 · Cherry Hill, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• C••••••••• to P•••••• A•••••• G••••• L••left Sep 8, 2009, registered Apr 26, 2019 (3517 days) · Other
- O•••• F•• I••• to M••••• S•••••• C•••••••••left Jul 7, 2008, registered Jul 24, 2008 (17 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address