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Registered advisor
G••••• G•••••• K•••••••••
Feed of 09/14/2026
At current firm
11 y
since Apr 15, 2015
In the industry
29 y
since Mar 31, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• institutional currentsince Apr 15, 2015 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseJun 20, 2002 to Oct 16, 2009 · Charlotte, Nc
- W••••••• S••••••••• I••• unclassifiedJan 28, 2002 to Jun 20, 2002 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••••left Oct 16, 2009, registered Apr 15, 2015 (2007 days) · Other
- W••••••• S••••••••• I••• to W•••• F•••• A•••••••left Jun 20, 2002, registered Jun 20, 2002 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address