DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Captrust

Institutional managerRaleigh, North CarolinaCRD 175112SEC 801-62193website IAPD

Legal name Capfinancial Partners, LLC

Latest filing May 27, 2026

First filing on the tape Mar 12, 2015 · 112 filings

SEC status approved since Jul 11, 2003

RAUM

$1237B

reported, Item 5.F

Discretionary

26%

of RAUM

Private clients

7.8%

$96B individuals and HNW

Advisors

946

registered through the firm on IAPD

RAUM per advisor

$1.3B

derived; firm RAUM over IAPD count

Employees

1,841

885 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

112 filings and snapshots on the tape

RAUM$1237B as of May 27, 2026

Apr 1, 2015$157B then

HNW client RAUM$89B as of May 27, 2026

Mar 30, 2018$5.0B then

State-registered IARs (5.B.3)885 as of May 27, 2026

Apr 1, 2015120 then

Employees (5.A)1,841 as of May 27, 2026

Apr 1, 2015316 then

Private funds17 as of May 27, 2026

Mar 31, 20193 then

RAUM +14% over the last fiscal year+20% a year over threeIARs 816 to 885

Practice profile

derived from the filing of May 27, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $1.3BderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 40derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.9MderivedHNW RAUM over HNW clients
Average account: $8.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 26%derivedof RAUM
Institutional: 92%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.9derivedItem 5.A over advisors
Advisors per office: 9.8derived97 offices incl. principal (1.F.5)
RAUM growth, one year: +14%derivedbetween the last two annual amendments
Advisor growth, one year: +8.5%derivedItem 5.B.3 between annual amendments
Client growth, one year: +15%derived
Compensation: percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Financial planning clients: 2,500reportedItem 5.H
Wrap fee program: $8.3BreportedItem 5.I
Ownership: a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Firms absorbed, 24 months: 8derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pension and profit-sharing plans$1072B87%
High-net-worth individuals$89B7.2%
State and municipal entities$37B3.0%
Charitable organizations$25B2.0%
Individuals$6.6B0.5%
Corporations and businesses$5.9B0.5%
Insurance companies$1.4B0.1%
Pooled investment vehicles$224M0.0%

Individual clients: 19,698reported
HNW clients: 18,154reported
Pension plan clients: 3,523reported
Charitable clients: 232reported
Accounts: 146,777reported
Financial planning clients: 2,500reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourly, performancereported
Class basis: private_client_share=0.08 fund_share=0.0 institutional_share=0.92 related_bd=true related_bank=false bd_reps=422.0derived

Advisors registered through the firm

944 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
James Fielding Miller	Raleigh, Nc	Apr 9, 2015	39 y	3
William Travis WhittenCertified Financial Planner	Dallas, Tx	Apr 9, 2015	21 y	3
Ellen Donovan Crowley	Raleigh, Nc	Apr 9, 2015	30 y	3
Mark Thomas Medlin	Raleigh, Nc	Apr 9, 2015	37 y	2
Casey Lee Pogodzinski	Clarkston, Mi	Apr 9, 2015	15 y	2
Eric Nathan Benedict	Raleigh, Nc	Apr 9, 2015	14 y	2
Errol Andrew Hau	Birmingham, Mi	Apr 9, 2015	33 y	2
Scott Andrew Wertheim	Livingston, Nj	Apr 9, 2015	30 y	1
Andrew James Shimp	West Des Moines, Ia	Apr 9, 2015	22 y	1
John Wayne Mangum	Pearl, Ms	Apr 9, 2015	26 y	2
Paul Raymond Stibich	Akron, Oh	Apr 9, 2015	20 y	1
Paul William Owen	Homewood, Al	Apr 9, 2015	24 y	2
Karen Sue Casillas	Simi Valley, Ca	Apr 9, 2015	26 y	3
John Charles Matejka	Houston, Tx	Apr 9, 2015	30 y	1
Paul Howard Schaffer	Wayne, Pa	Apr 9, 2015	40 y	2
Jean Duffy	West Des Moines, Ia	Apr 9, 2015	35 y	2
Jeffrey Thomas Loehwing	Allentown, Pa	Apr 9, 2015	32 y	4
Michael David Strother	Raleigh, Nc	Apr 9, 2015	32 y	2
Chris Roberts	Clarkston, Mi	Apr 9, 2015	16 y	2
Barron Vaughn Schmitt	Richmond, Va	Apr 9, 2015	24 y	1
Adam Richard David Powell	Clarkston, Mi	Apr 9, 2015	20 y	2
Kyle Patrick Heppner	Clarkston, Mi	Apr 9, 2015	16 y	1
Christopher David Kulick	Wayne, Pa	Apr 9, 2015	16 y	1
Michael Stephen Pratico	Boston, Ma	Apr 9, 2015	25 y	1
Teresa Ann ParkerCertified Financial Planner	Riverside, Ca	Apr 9, 2015	24 y	3
James Raymond ValmonteCertified Financial Planner	Pasadena, Ca	Apr 9, 2015	26 y	3
Robert Charles Auditore	Boston, Ma	Apr 9, 2015	32 y	2
Richmond Gilbert Bernhardt	Atlanta, Ga	Apr 9, 2015	25 y	1
Derick Don Shoff	Doylestown, Pa	Apr 9, 2015	39 y	2
Bruce Lincoln GrahamChartered Financial Analyst	Greenwich, Ct	Apr 9, 2015	39 y	1
Kim Sue Huppertz	Clarkston, Mi	Apr 9, 2015	26 y	3
John Allan Pickett	Dallas, Tx	Apr 9, 2015	34 y	1
Michael Edward Hudson	Raleigh, Nc	Apr 9, 2015	24 y	2
Stephen Dennis Wilt	Akron, Oh	Apr 9, 2015	38 y	1
Beryl Whitten Ball	Glen Allen, Va	Apr 9, 2015	18 y	0
Daniel James Esch	Osprey, Fl	Apr 9, 2015	33 y	1
Wilson Smith Hoyle	Raleigh, Nc	Apr 9, 2015	32 y	2
Evan HolmesChartered Financial Analyst	Minneapolis, Mn	Apr 9, 2015	12 y	1
Aaron Josiah MorrisCertified Financial Planner	West Des Moines, Ia	Apr 9, 2015	19 y	1
James Ross Stenstrom	Raleigh, Nc	Apr 15, 2015	17 y	0

All 944 advisors at Captrust

Advisor movement

13 left, 98 joined in 12 months

net +85 in 12 months4 left in 90 days12 joined in 90 daysdeparture rate 1.4% of current headcount32 left over 36 months

Left, latest

Austin Bradford Moore to Tradewinds, LLC
Aug 17, 2026 · Other
Erin Marie Jagusak to Pacer Advisors, Inc.
Jul 22, 2026 · Other
Elizabeth Nicole Napper to Cw Advisors, LLC
Jul 20, 2026 · Other
Michele Wostbrock to Facet
Jun 23, 2026 · Other
Jesse Nathaniel Cramer to Rialto Wealth Management
May 22, 2026 · Other
Rylee Marie Felice to White Lighthouse Investment Management, Inc.
May 21, 2026 · Other
Nicholas Joseph Thompson to LPL Financial LLC
May 5, 2026 · Other
William Talmadge Link to J.P. Morgan Securities LLC
Mar 5, 2026 · Other
Charles Edward Ruff to Layline Advisors
Jan 16, 2026 · Other
Alan Nataniel Gonzalez to Morgan Stanley
Nov 25, 2025 · Other
Adam Mark Eisenhauer to Titleist Asset Management, LLC
Nov 7, 2025 · Other
Lucas E. Roberson to Balentine
Oct 24, 2025 · Other
Audrey Blanke to Choreo, LLC
Oct 18, 2025 · Other
Virginia Brake to Morgan Stanley
Aug 21, 2025 · Other
Shelly Halasz Rolf to Ameriprise Financial Services, LLC
Jul 17, 2025 · Other

Joined, latest

Willie James Thomas from Alliancebernstein L.P.
Sep 16, 2026 · Other
Kristen Hoffman Lehrer from First Citizens Investor Services, Inc.
Sep 8, 2026 · Other
Naylor Coursen Stone from Florida Financial Advisors, LLC
Aug 19, 2026 · Other
Cesar Ivan Tovar from MML Investors Services, LLC
Aug 3, 2026 · Other
Michael Louis Moreno from Vanguard Advisers, Inc.
Jul 23, 2026 · Other
Justin Philbert Mensah from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jul 20, 2026 · Other
Lauren Marie Bradley from T. Rowe Price Advisory Services, Inc.
Jul 17, 2026 · Other
Stephen Panos Keshishian from Trajan Wealth, L.L.C.
Jul 3, 2026 · Other
Danielle La Nise Frazier from Mercer Global Advisors Inc.
Jun 26, 2026 · Other
James Schaefer from Truist Advisory Services, Inc.
Jun 24, 2026 · Other
Eric Moist from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jun 23, 2026 · Other
Jaden James Gallardo from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jun 23, 2026 · Other
Alonso Amaya from Morgan Stanley
Jun 16, 2026 · Other
Steven Craig Newcomb from Truist Advisory Services, Inc.
Jun 8, 2026 · Other
Patricia Pichardo from Truist Advisory Services, Inc.
Jun 1, 2026 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

17 joined from Alpha Cubed Investments, LLC
Apr 30, 2026 · Costa Mesa, Ca · Firm absorbed
6 joined from Truist Advisory Services, Inc.
Apr 17, 2026 · Tampa, Fl
5 joined from Meritage Portfolio Management, Inc.
Mar 23, 2026 · Overland Park, Ks · Firm absorbed
6 joined from Suncoast Equity Management, LLC
Jan 28, 2026 · Tampa, Fl
20 joined from Cobblestone Capital Advisors, LLC
Dec 31, 2025 · Rochester, Ny · Firm absorbed
6 joined from Boston Financial Management LLC
Oct 3, 2025 · Boston, Ma · Firm absorbed
10 joined from Carolinas Wealth Consulting LLC
Jul 14, 2025 · Charlotte, Nc · Firm absorbed
9 joined from Campbell Wealth Management, Inc.
Mar 28, 2025 · Alexandria, Va · Firm absorbed

Teams out Teams in

Private funds

8 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Mra Credit Strategies Fund I-A LP	Other Private Fund	$27.3M	100	Mar 29, 2019
Mra Credit Strategies Fund I-B LP	Other Private Fund	$22.8M	63	Mar 29, 2019
Mra Opportunities Fund I-A LP	Other Private Fund	$22.0M	100	Feb 22, 2016
Captrust 2022 Homecourt Fund LP	Other Private Fund	$16.0M	38	Mar 31, 2023
Mra Opportunities Fund I-B LP-Class 1	Other Private Fund	$15.2M	54	Feb 22, 2016
Mra Opportunities Fund I-B LP-Class 2	Other Private Fund	$9.2M	56	Apr 30, 2019
Mr Investment Fund I LLC-Class 2	Other Private Fund	$5.0M	49	Apr 30, 2019
Mr Investment Fund I LLC-Class1	Other Private Fund	$550,987	36	Sep 24, 2013

Owners and control persons

Schedule A and B, latest filing

Mcgee Denise Buchanan · Senior Director, Compliancecontrol
since 09/2023 · owns less than 5%
Stuart Benjamin Goldstein · Presidentcontrol
since 04/2010 · owns less than 5%
Smith Wilson Hoyle · Managing Directorcontrol
since 12/2009 · owns less than 5%
Ann Leddy · Chief Compliance Officercontrol
since 09/2023 · owns less than 5%
Christina Markell-Balleza · Managing Director, General Counselcontrol
since 01/2022 · owns less than 5%
Thomas Scott Matheson · Managing Directorcontrol
since 04/2017 · owns less than 5%
Fielding James Miller · Chief Executive Officercontrol
since 02/2003 · owns less than 5%
A Robert Miller · Chief Financial Officercontrol
since 08/2021 · owns less than 5%
Stuart Benjamin Goldstein · Board Of Managerscontrol
since 04/2010 · owns F of The Capfinancial Group, LLC
Smith Wilson Hoyle · Board Of Managerscontrol
since 05/2015 · owns F of The Capfinancial Group, LLC
Christina Markell-Balleza · Board Of Managerscontrol
since 10/2020 · owns F of The Capfinancial Group, LLC
Fielding James Miller · Board Of Managerscontrol
since 05/2015 · owns F of The Capfinancial Group, LLC
Fielding James Miller · Directorcontrol
since 05/2015 · owns 25% to 50% of Capfinancial Holdings, Inc.
David John Curry · Chief Marketing Officer
since 01/2020 · owns less than 5%
John Mark Francher · Chief Human Resources Officer
since 01/2020 · owns less than 5%
A Margaret Jarocki · Senior Director
since 01/2022 · owns less than 5%
Seth Jonathan Meyer · Chief Technology Officer
since 01/2020 · owns less than 5%
Don Derick Shoff · Managing Director
since 12/2009 · owns less than 5%
James Michael Vogelzang · Managing Director, Chief Investment Officer
since 06/2021 · owns less than 5%
Virgil Edward Welch · Managing Director
since 01/2021 · owns less than 5%
James Burr · Board Of Managers
since 11/2023 · owns F of The Capfinancial Group, LLC
S Michael Hollander · Board Of Managers
since 06/2020 · owns F of The Capfinancial Group, LLC
James Kalen Mcconnell · Board Of Managers
since 10/2023 · owns F of The Capfinancial Group, LLC
Christopher John Redett · Board Of Managers
since 11/2023 · owns F of The Capfinancial Group, LLC
Edward Collin Roche · Board Of Managers
since 06/2020 · owns F of The Capfinancial Group, LLC
Marie Dasha Smith · Board Of Managers
since 08/2020 · owns F of The Capfinancial Group, LLC
G Robert Solomon · Board Of Managers
since 05/2015 · owns F of The Capfinancial Group, LLC
Sanford Mark Wilson · Board Of Managers
since 06/2020 · owns F of The Capfinancial Group, LLC

Entity owners

The Capfinancial Group, LLC · Member
direct · owns 75% or more
Capfinancial Holdings, Inc. · Member
indirect · owns 25% to 50% of The Capfinancial Group, LLC
Gtcr Fund Xii/B LP · Member
indirect · owns 75% or more of Halftime Holdings LLC
Halftime Holdings LLC · Member
indirect · owns 25% to 50% of The Capfinancial Group, LLC

Related persons

Schedule D 7.A

Boston Financial Management LLC
investment advisernRAUM $5.0B
Campbell Wealth Management, Inc.
investment advisernRAUM $1.0B
Captrust Financial Advisors
broker-dealernRAUM $116B
Grandview Delight, LLC
investment advisernRAUM $517M

Advisers that list Captrust as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Raleigh, Nc · principal	138	22	3
Boston, Ma	55	3	1
Tampa, Fl	36	16	1
Brentwood, Tn	33	3	0
Charlotte, Nc	32	7	1
San Antonio, Tx	29	1	2
Phoenix, Az	25	0	0
Chesterton, In	23	0	0
Sacramento, Ca	21	1	0
Allentown, Pa	19	0	0
Minnetonka, Mn	18	1	0
Dallas, Tx	18	2	0
Leawood, Ks	18	3	0
Indianapolis, In	18	3	0
Costa Mesa, Ca	18	18	1
Greenville, Sc	17	1	0
Rochester, Ny	17	17	2
Uniontown, Oh	16	2	0
Salt Lake City, Ut	15	1	0
Chicago, Il	14	1	0

All 60 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 43 since 2015, 8 in 24 monthsderived
Advisors acquired: 389derived
Still registered after 90 days: 95% of 389derived
After 180 days: 94% of 367derived
After 365 days: 95% of 341derived
After 730 days: 93% of 306derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Brentwood, TN23 employees
Phoenix, AZ20 employees
Chesterton, IN20 employees
Boston, MA20 employees
San Antonio, TX18 employees
Sacramento, CA17 employees
Tampa, FL17 employees
Boston, MA17 employees
Minnetonka, MN16 employees
Indianapolis, IN16 employees
Allentown, PA15 employees
Alexandria, VA13 employees
New York, NY13 employees
Chicago, IL13 employees
Wilmington, NC12 employees
Draper, UT12 employees
Uniontown, OH11 employees
Leawood, KS11 employees
San Antonio, TX9 employees
Greenville, SC9 employees
Warren, NJ9 employees
Birmingham, AL8 employees
Dallas, TX8 employees
Lake Success, NY8 employees
Charlotte, NC6 employees

What changed

consecutive filings, newest first

Insurance-licensed employees · 0 to 5
Mar 27, 2026 to May 27, 2026
Accounts · 127,387 to 146,777
Feb 11, 2026 to Mar 27, 2026
Advisory employees · 816 to 885
Feb 11, 2026 to Mar 27, 2026
BD registered reps · 419 to 422
Feb 11, 2026 to Mar 27, 2026
Charity clients · 248 to 232
Feb 11, 2026 to Mar 27, 2026
Corporate clients · 30 to 67
Feb 11, 2026 to Mar 27, 2026
HNW clients · 14,359 to 18,154
Feb 11, 2026 to Mar 27, 2026
Individual clients · 18,652 to 19,698
Feb 11, 2026 to Mar 27, 2026
Pension plan clients · 3,498 to 3,523
Feb 11, 2026 to Mar 27, 2026
Pooled vehicle clients · unset to 17.0
Feb 11, 2026 to Mar 27, 2026
Employees · 1,723 to 1,841
Feb 11, 2026 to Mar 27, 2026
Insurance-licensed employees · 46 to 0
Feb 11, 2026 to Mar 27, 2026
State-registered IARs · 816 to 885
Feb 11, 2026 to Mar 27, 2026
Private funds · 16 to 17
Feb 11, 2026 to Mar 27, 2026
Discretionary RAUM · $237B to $320B
Feb 11, 2026 to Mar 27, 2026
HNW RAUM · $68B to $89B
Feb 11, 2026 to Mar 27, 2026
Individual RAUM · $6.1B to $6.6B
Feb 11, 2026 to Mar 27, 2026
Non-discretionary RAUM · $846B to $917B
Feb 11, 2026 to Mar 27, 2026
Pension RAUM · $950B to $1072B
Feb 11, 2026 to Mar 27, 2026
Pooled vehicle RAUM · unset to 224431228.0
Feb 11, 2026 to Mar 27, 2026
RAUM · $1083B to $1237B
Feb 11, 2026 to Mar 27, 2026
Private funds · 2 to 16
Nov 11, 2025 to Feb 11, 2026
Private funds · 1 to 2
Jul 7, 2025 to Aug 8, 2025
Financial planning clients · More than 500 to More than 500
May 8, 2025 to Jul 7, 2025
Accounts · 100,603 to 127,387
Mar 5, 2025 to Mar 27, 2025
Advisory employees · 718 to 816
Mar 5, 2025 to Mar 27, 2025
Advisory activities · 7 to 8
Mar 5, 2025 to Mar 27, 2025
BD registered reps · 407 to 419
Mar 5, 2025 to Mar 27, 2025
Charity clients · 150 to 248
Mar 5, 2025 to Mar 27, 2025
Corporate clients · 12 to 30
Mar 5, 2025 to Mar 27, 2025
HNW clients · 11,258 to 14,359
Mar 5, 2025 to Mar 27, 2025
Individual clients · 17,747 to 18,652
Mar 5, 2025 to Mar 27, 2025
Pension plan clients · 3,008 to 3,498
Mar 5, 2025 to Mar 27, 2025
Employees · 1,554 to 1,723
Mar 5, 2025 to Mar 27, 2025
Insurance-licensed employees · 0 to 46
Mar 5, 2025 to Mar 27, 2025
State-registered IARs · 718 to 816
Mar 5, 2025 to Mar 27, 2025
Other offices · 69 to 96
Mar 5, 2025 to Mar 27, 2025
Private funds · 8 to 1
Mar 5, 2025 to Mar 27, 2025
Discretionary RAUM · $162B to $237B
Mar 5, 2025 to Mar 27, 2025
HNW RAUM · $47B to $68B
Mar 5, 2025 to Mar 27, 2025

Signals

60 dated events

Willie James Thomas registered as an investment adviser representative at Captrust
Sep 16, 2026 · Advisor registered · fact
Julie Lynn Crowe no longer holds an investment adviser registration (last listed at Captrust on the 2026-09-15 feed)
Sep 15, 2026 · Advisor registration ended · derived
Cole Dominic Hudson registered as an investment adviser representative at Captrust
Sep 15, 2026 · Advisor registered · fact
Austin Bradford Moore left Captrust for Tradewinds, Llc (registered 2026-09-11)
Aug 17, 2026 · Advisor changed firm · fact
Erin Marie Jagusak left Captrust for Pacer Advisors, Inc. (registered 2026-08-11)
Jul 22, 2026 · Advisor changed firm · fact
Elizabeth Nicole Napper left Captrust for Cw Advisors, Llc (registered 2026-09-01)
Jul 20, 2026 · Advisor changed firm · fact
Michele Wostbrock left Captrust for Facet (registered 2026-07-30)
Jun 23, 2026 · Advisor changed firm · fact
Jesse Nathaniel Cramer left Captrust for Rialto Wealth Management (registered 2026-05-30)
May 22, 2026 · Advisor changed firm · fact
Rylee Marie Felice left Captrust for White Lighthouse Investment Management, Inc. (registered 2026-07-02)
May 21, 2026 · Advisor changed firm · fact
Nicholas Joseph Thompson left Captrust for Lpl Financial Llc (registered 2026-05-08)
May 5, 2026 · Advisor changed firm · fact
Alpha Cubed Investments, LLC's advisors moved to Captrust (Costa Mesa, CA): 17 of 19 registered, on the same day
Apr 30, 2026 · Firm absorbed (people side) · derived
6 advisors left Truist Advisory Services, Inc. (Tampa, FL) for Captrust within 3 days
Apr 17, 2026 · Team lift-out · derived
Meritage Portfolio Management, Inc.'s advisors moved to Captrust (Overland Park, KS): 5 of 5 registered, on the same day
Mar 23, 2026 · Firm absorbed (people side) · derived
William Talmadge Link left Captrust for J.P. Morgan Securities Llc (registered 2026-07-15)
Mar 5, 2026 · Advisor changed firm · fact
6 advisors left Suncoast Equity Management, LLC (Tampa, FL) for Captrust on the same day
Jan 28, 2026 · Team lift-out · derived
Charles Edward Ruff left Captrust for Layline Advisors (registered 2025-12-19)
Jan 16, 2026 · Advisor changed firm · fact
Cobblestone Capital Advisors, LLC's advisors moved to Captrust (Rochester, NY): 20 of 20 registered, on the same day
Dec 31, 2025 · Firm absorbed (people side) · derived
Alan Nataniel Gonzalez left Captrust for Morgan Stanley (registered 2025-12-11)
Nov 25, 2025 · Advisor changed firm · fact
Adam Mark Eisenhauer left Captrust for Titleist Asset Management, Llc (registered 2025-11-07)
Nov 7, 2025 · Advisor changed firm · fact
Lucas E. Roberson left Captrust for Balentine (registered 2026-03-15)
Oct 24, 2025 · Advisor changed firm · fact
Audrey Blanke left Captrust for Choreo, Llc (registered 2025-10-15)
Oct 18, 2025 · Advisor changed firm · fact
Boston Financial Management LLC's advisors moved to Captrust (Boston, MA): 6 of 6 registered, on the same day
Oct 3, 2025 · Firm absorbed (people side) · derived
Virginia Brake left Captrust for Morgan Stanley (registered 2025-09-01)
Aug 21, 2025 · Advisor changed firm · fact
Shelly Halasz Rolf left Captrust for Ameriprise Financial Services, Llc (registered 2025-07-14)
Jul 17, 2025 · Advisor changed firm · fact
Carolinas Wealth Consulting LLC's advisors moved to Captrust (Charlotte, NC): 10 of 10 registered, on the same day
Jul 14, 2025 · Firm absorbed (people side) · derived
Regina L Lewis left Captrust for Wellth Advisory Services, Llc (registered 2025-10-01)
Jul 10, 2025 · Advisor changed firm · fact
Brice Sawyer Gibson left Captrust for Commonwealth Financial Network (registered 2025-06-03)
Jun 3, 2025 · Advisor changed firm · fact
Aubrea Ryan left Captrust for Planmember Securities Corporation (registered 2025-07-09)
May 27, 2025 · Advisor changed firm · fact
Wade Bilbrey left Captrust for Mariner (registered 2025-05-09)
Apr 16, 2025 · Advisor changed firm · fact
William Valk left Captrust for Sentinel Pension Advisors, Llc. (registered 2025-04-02)
Apr 7, 2025 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

Captrust · Independent Sponsors
shared crd · capital_provider
Captrust · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Business phone: 610-848-6760reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: LINKEDIN.COM/COMPANY/CAPTRUSTreportedpublic record, Form ADV, Sep 17, 2026
Website: stillwateradv.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 919-870-6822reportedpublic record, Form ADV, May 27, 2026
Contact form: captrust.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page: captrust.com/about-us/our-peoplereportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $1.3Bderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026