DFX Intelligence
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Registered advisor
R••••• M••• B••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedPont Vedra Beach, Fldual registrantIAPD 2864493
Feed of 09/14/2026
Also filed as R••••• B••••••••• M• B••••••••• M••• B••••
At current firm
5 y
since Feb 26, 2021
In the industry
29 y
since May 20, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 26, 2021 · Pont Vedra Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 24, 2013 to Mar 1, 2021 · Ponte Vedra Beach, Fl
- W•••• F•••• A••••••• wirehouseAug 10, 2006 to Sep 25, 2013 · Ponte Vedra Beach, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 20, 1997 to Aug 16, 2006 · Ponte Vedra Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 1, 2021, registered Feb 26, 2021 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 25, 2013, registered Sep 24, 2013 (-1 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Aug 16, 2006, registered Aug 10, 2006 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address