DFX Intelligence
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A•••••• V••••••
As of · the IAPD feed
- At current firm
- 3 y
- In the industry
- 29 y
- Prior registered firms
- 1
- Signals
- 1
since Apr 16, 2023
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Apr 16, 2023 · Saint Augustine, Fl
- W•••• F•••• A••••••• wirehouseOct 21, 2016 to Apr 12, 2023 · Metuchen, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Apr 12, 2023, registered Apr 16, 2023 (4 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedApr 12, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address