DFX Intelligence
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Registered advisor
C••••• D•••• P••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• P••••••••• D•••• P••••••••• P••••••••• P••••
At current firm
1 y
since Aug 26, 2025
In the industry
29 y
since Jun 16, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 26, 2025 · Thornton, Co
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Sep 5, 2019 · Boston, Ma
- S•••••••• A••••••• L•• national BDMay 17, 2018 to Jul 13, 2018 · Greenwood Village, Co
- S•••••••• A••••••• L•• national BDAug 8, 2013 to Oct 5, 2017 · Greenwood Village, Co
- C•••••• S••••• • C••• I••• national BDMay 18, 2006 to Jun 10, 2013 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to A••••• A•• P••••••• S•••••••left Sep 5, 2019, registered Aug 26, 2025 (2182 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••left Jun 10, 2013, registered Aug 8, 2013 (59 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address