DFX Intelligence
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Registered advisor
C••••••••• J• P••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C••••••••• J•••• P••••••••• P••••••••
At current firm
7 y
since Jun 18, 2019
In the industry
29 y
since Jun 2, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Branch Manager & First Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jun 18, 2019 · Naperville, Il
- W•••• F•••• A••••••• wirehouseSep 4, 2009 to Jun 19, 2019 · Willowbrook, Il
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 8, 2009 · Orland Park, Il
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Orland Park, Il
- M••••• S•••••• D• I••• unclassifiedAug 30, 2002 to Apr 2, 2007 · Orland Park, Il
- U•• F•••••••• S••••••• I••• wirehouseJul 28, 2000 to Sep 11, 2002 · Oakbrook Terrac, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jun 19, 2019, registered Jun 18, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Sep 8, 2009, registered Sep 4, 2009 (-4 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• D• I•••left Sep 11, 2002, registered Aug 30, 2002 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address