DFX Intelligence
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Registered advisor
D•••• L•••• W•••••
Feed of 09/14/2026
At current firm
15 y
since Apr 7, 2011
In the industry
29 y
since Aug 20, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Apr 7, 2011 · Ashburn, Va
- M••••• S•••••• wirehouseSep 17, 2010 to Mar 24, 2011 · Annapolis, Md
- E•••••••• I••••••••• M••••••••• C• unclassifiedOct 26, 2009 to Dec 31, 2009 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to P•• W••••• M•••••••••left Mar 24, 2011, registered Apr 7, 2011 (14 days) · Other
- E•••••••• I••••••••• M••••••••• C• to M••••• S••••••left Dec 31, 2009, registered Sep 17, 2010 (260 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address