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Registered advisor
S•••••• D•••• P•••••••
Feed of 09/14/2026
Also filed as S•••• P•••••••
At current firm
6 y
since Feb 13, 2020
In the industry
28 y
since Sep 26, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 13, 2020 · Pepper Pike, Oh
- U•• F•••••••• S••••••• I••• wirehouseDec 20, 2010 to Feb 24, 2020 · Pepper Pike, Oh
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 21, 2010 · Pepper Pike, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 6, 2008 to Jun 1, 2009 · Pepper Pike, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 5, 2001 to Mar 26, 2004 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Feb 24, 2020, registered Feb 13, 2020 (-11 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Dec 21, 2010, registered Dec 20, 2010 (-1 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address